Rob Moulton
Rob Moulton heads the firm's Financial Services Regulation group. He advises a wide variety of regulated firms on legal and regulatory risk management matters. Focus areas include: perimeter advice to entities that may need to obtain FSA authorisation; conduct of business rule matters, in particular related to MiFID such as client classifications, risk warnings etc; and market abuse.
Rob was voted 2009 Regulatory Lawyer of the Year by Complinet, who commented on his "pro-active nature and accurate, commercial, articulate and timely advice". One nomination said that he was "the most 'user friendly' lawyer we have ever used". Rob's work enabled Nabarro to be nominated for "Most Enterprising Law Firm of the Year" by the Legal Business Awards 2010 for a simulated insider dealing incident training event. Rob is also "highly rated" by the Legal 500, and Chambers 2010 noted his "real breadth of knowledge and great ability to translate this into attentive service and clear, succinct answers".
Rob is a member of the City of London Law Society Regulatory Committee; the Association of Financial Markets in Europe Regulatory Committee; City of London International Regulatory Strategy Group and the Smaller Investment Banks Compliance Officers Forum.
He is a regular contributor to Complinet's news, stories and regulatory analysis and is frequently quoted in industry publications, including the Financial Times, Informa magazine and Investment Property Focus magazine. Rob is also the chairman of the Financial Services European Lawyers Network, a grouping of lawyers from independent law firms throughout the EU who collaborate on European financial services initiatives.
