Dispute Resolution
Our solicitors take a commercial approach to resolving disputes in the financial services industry
We
have considerable experience of acting for clients in the financial
services industry on regulatory investigations, Financial Services
Authority (FSA) enforcement issues and other financial disputes.
We
work with our clients to achieve their strategic objectives by applying
our significant knowledge of the relevant markets and financial
products, exceptional regulatory and technical expertise, and an
efficient, commercial approach to dispute resolution.
We focus our
FSA enforcement work on maintaining or rebuilding our client’s
relationship with the FSA. We have acted for clients facing a range of
actions, including mis-selling cases, investigations into breaches of
capital requirements, insider dealing and market abuse. We have worked
on a number of the highest-profile FSA enforcement matters in recent
years.